Burton H. Milnor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Burton Hamilton Milnor was a registered financial advisor .
Burton is a previously registered financial advisor and started their career in finance in 1978. Burton had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2015 - February 29, 2016
CANTELLA & CO., INC.
May 3, 2012 - October 21, 2014
B. RILEY WEALTH MANAGEMENT
May 2, 2012 - October 21, 2014
B. RILEY WEALTH MANAGEMENT
March 18, 2004 - April 16, 2012
MORGAN KEEGAN & COMPANY, LLC
January 22, 1990 - April 16, 2012
MORGAN KEEGAN & COMPANY, LLC
February 1, 1989 - July 15, 1989
MORGAN KEEGAN & COMPANY, LLC
September 8, 1988 - January 7, 1989
FIRST NORTHERN SECURITIES, INC.
March 12, 1986 - May 13, 1988
DELTA LIFE SECURITIES, INC.
February 1, 1978 - January 25, 1985
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CANTELLA & CO., INC.
CRD#: 13905 / SEC#: 801-60841, 8-23904
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,665 |
| AUM (Assets Under Management) | $ 1,929,399,963 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 1 |
| Arbitration | 6 |
| Bond | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2023 | ||
| 11/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
