Eve D. Loeb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eve Dusty Loeb, who also goes by Dusty Loeb, Eve Schneiderman Loeb, Eve Schniderman Loeb, Eve Loeb, Eve Dusty Schniederman, was a registered financial professional .
Eve is a previously registered financial professional and started their career in finance in 1978. Eve had worked at 14 firms and has passed the Series 63, SIE, Series 3, Series 5, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2006 - June 22, 2015
SILICON VALLEY SECURITIES, INC.
July 14, 2004 - December 16, 2005
LIBERTY GROUP, LLC
April 24, 1992 - July 19, 2004
FIRST WILSHIRE SECURITIES, INC.
September 6, 1990 - March 26, 1992
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
October 17, 1989 - September 11, 1990
FIRST WILSHIRE SECURITIES, INC.
April 27, 1988 - November 6, 1989
CAPITAL BROKERAGE CORPORATION
March 18, 1988 - April 28, 1988
EMPIRE NATIONAL SECURITIES, INCORPORATED
September 21, 1987 - March 19, 1990
PIM FINANCIAL SERVICES, INC.
November 13, 1986 - May 20, 1987
AMERICAN PACIFIC SECURITIES CORPORATION
August 14, 1986 - December 22, 1986
CHARLES BORDEN AND COMPANY
March 6, 1985 - August 11, 1986
DICKINSON & CO.
December 12, 1984 - February 13, 1985
AMERICAN MONEY MARKET SECURITIES, INC.
January 31, 1980 - February 18, 1983
UBS FINANCIAL SERVICES INC.
March 29, 1979 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
February 1, 1978 - July 15, 1979
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/12/1981
Interest Rate Options ExaminationCurrent Firm
SILICON VALLEY SECURITIES, INC.
CRD#: 23696 / SEC#: , 8-40657
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
