Margaret R. Newman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Ruth Newman, who also goes by Margaret Ruth Barton, Marge Newman, Margie Newman, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1978. Margaret had worked at 8 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2010 - May 19, 2014
MCADAMS WRIGHT RAGEN, INC.
October 1, 2010 - May 19, 2014
MCADAMS WRIGHT RAGEN, INC.
May 4, 2010 - October 11, 2010
WELLS FARGO INVESTMENTS, LLC
March 2, 1999 - October 11, 2010
WELLS FARGO INVESTMENTS, LLC
May 8, 1989 - October 23, 1998
WELLS FARGO INVESTMENTS, LLC
April 11, 1988 - May 26, 1989
LEHMAN BROTHERS INC.
October 20, 1986 - April 11, 1988
E. F. HUTTON & COMPANY INC
April 6, 1982 - February 4, 1985
BOETTCHER & COMPANY, INC.
April 20, 1981 - April 21, 1982
FOSTER & MARSHALL INC.
April 15, 1980 - August 24, 1981
DAIN RAUSCHER INCORPORATED
July 12, 1978 - April 5, 1980
FOSTER & MARSHALL INC.
February 1, 1978 - July 28, 1978
WHITE, WELD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCADAMS WRIGHT RAGEN, INC.
CRD#: 45899 / SEC#: 801-55918, 8-51232
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| BOOTH, STEVEN GREGORY | DIRECTOR | 2147388 |
| DIRECTOR, DAVID JEROME | EXECUTIVE VICE PRESIDENT/CHIEF FINANCIAL OFFICER/FINOP/DIRECTOR | 1060159 |
| GUAGLIARDO, ALICIA MARIA | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2091180 |
| MCADAMS, SCOTT WAYNE | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | 1559165 |
| PURCELL, PAUL EDWARD | DIRECTOR | 844873 |
| RAGEN, BROOKS GEER | CHAIRMAN OF THE BOARD/DIRECTOR | 370117 |
| RAGEN, CAMERON BROOKS | SENIOR VICE PRESIDENT | 2140003 |
| ROGOWSKI, ROBERT JOHN | MANAGING DIRECTOR & DEPART CHAIR, INVESTMENT BANKING | 1818321 |
| SCHROEDER, MICHAEL JOHN | DIRECTOR | 1483012 |
| ZARCONE, DOMINICK PAUL | DIRECTOR | 2154034 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
