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Michael Porter Meservy

CRD# 848205·Registered 1978 - 1990
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Porter Meservy was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1978 - 1990. Michael had worked at 7 firms and has passed the Series 63, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

48 years in the financial services industry

Current & Past Employments

L.M. DREW & ASSOCIATES·CRD# 16368
BD
March 22, 1990 - May 29, 1990
FPI SECURITIES, INC.·CRD# 10280
BD
November 10, 1987 - March 22, 1988
TOLUCA PACIFIC SECURITIES CORP.·CRD# 13875
BD
August 24, 1987 - September 30, 1987
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
December 4, 1985 - July 8, 1987
E. F. HUTTON & COMPANY INC·CRD# 235
BD
November 2, 1982 - December 17, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
September 26, 1978 - October 28, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
February 1, 1978 - September 26, 1978

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Current Firm

LD
L.M. DREW & ASSOCIATES

L.M. DREW & ASSOCIATES | WEST COAST SECURTIES, INC. | WEST COAST SECURITIES, LTD.

CRD#: 16368 / SEC#: 8-33827
BD
Cancelled by FINRA on 09/13/1991

Contact Information

Established

Nevada since 03/26/1990

Firm Type

Corporation

Fiscal Year End

January

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1981About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed May 1987About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jan 1978About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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MM
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