Scott M. Symons
Professional summary
Scott Michael Symons was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Scott is a previously registered financial professional and started their career in finance in 1978. Prior to being barred, Scott had worked at 9 firms, which includes T.L. GROUP INC., STONEX SECURITIES INC., OSAIC WEALTH INC., INTEGRATED RESOURCES EQUITY CORPORATION, EASTER KRAMER GROUP SECURITIES INC., RICHARDSON GREENSHIELDS SECURITIES INC., RAYMOND JAMES & ASSOCIATES INC., PRUDENTIAL EQUITY GROUP LLC, A. G. EDWARDS & SONS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 1996 - July 21, 1997
T.L. GROUP, INC.
April 26, 1993 - May 3, 1996
STONEX SECURITIES INC.
November 19, 1989 - January 22, 1993
OSAIC WEALTH, INC.
June 27, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
April 19, 1985 - December 5, 1989
EASTER KRAMER GROUP SECURITIES, INC.
May 2, 1983 - May 18, 1983
RICHARDSON GREENSHIELDS SECURITIES INC.
May 12, 1982 - April 20, 1983
RAYMOND JAMES & ASSOCIATES, INC.
October 9, 1981 - March 8, 1982
PRUDENTIAL EQUITY GROUP, LLC
February 1, 1978 - May 21, 1981
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
T.L. GROUP, INC.
CRD#: 22097 / SEC#: , 8-39546
Contact information
Documents
Red Flags
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