Mark K. Gaskill

MKG FINANCIAL GROUP

Portland, OR 97202-6487

Some features on this profile are disabled

CRD#: 848103

Professional summary

Mark Kim Gaskill is a registered financial advisor currently at MKG FINANCIAL GROUP, INC. located in Portland, Oregon.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Mark has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MKG Productions, a non-investment related entity, is registered as a DBA with the State of Oregon that is owned, controlled and under the name of Mark K. Gaskill. The entity is used as Mr. Gaskill's personal DBA when entering into relationships with media outlets. Mr. Gaskill currently devotes approximately one hour per week as MKG Productions working with media outlets.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Kim Gaskill's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2014 - Present

MKG FINANCIAL GROUP, INC.

Office #1: 205 Se Spokane Street Suite 300, Portland, OR 97202-6487

RIA

CRD#: 104214

Portland, OR

Past

February 15, 2008 - December 31, 2013

MKG FINANCIAL GROUP, INC.

RIA

CRD#: 104214

PORTLAND, OR

Past

February 10, 2006 - June 29, 2007

MKG CAPITAL ADVISORS

RIA

CRD#: 130696

PORTLAND, OR

Past

June 1, 2004 - December 31, 2005

MKG CAPITAL ADVISORS LTD.

RIA

CRD#: 130696

PORTLAND, OR

Past

December 7, 2000 - July 15, 2016

MKG FINANCIAL GROUP, INC.

CRD#: 104214

PORTLAND, OR

Past

March 13, 1996 - January 12, 2001

FIRST SECURITIES NORTHWEST, INC.

CRD#: 14627

MILWAUKIE, OR

Past

June 6, 1992 - January 29, 1996

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

December 12, 1985 - June 5, 1992

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

July 11, 1985 - December 12, 1985

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

Past

March 26, 1979 - June 3, 1985

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

August 14, 1978 - April 9, 1979

FOSTER & MARSHALL INC.

CRD#: 321

Past

January 27, 1978 - September 1, 1978

BLYTH EASTMAN DILLON & CO. INCORPORATED

CRD#: 6361

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(1/21/2014)

IAR

Washington
(1/31/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/25/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/15/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/1978

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/26/2000

General Securities Principal Examination

Current Firm

MKG FINANCIAL GROUP, INC.

MKG CAPITAL ADVISORS | MKG FINANCIAL GROUP, INC.

CRD#: 104214 / SEC#: 801-62971, 8-52692

RIA

Registered Investment Advisory firm - SEC (6/28/2012 Terminated)

Oregon

Registered Investment Advisory firm - SEC (1/1/2014 Approved)

Texas

Registered Investment Advisory firm - SEC (5/20/2022 Terminated)

Washington

Registered Investment Advisory firm - SEC (6/28/2012 Approved)

Terminated by SEC on 07/15/2016

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

205 Se Spokane Street Suite 300, Portland, OR 97202-6487

Mailing Address

Phone number

(503) 226-6700

Established

Oregon since 03/19/1999

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
GASKILL, MARK KIM	EQUITY OWNER/PRSIDENT/DIRECTOR	848103
BIESIADECKI, THOMAS FRANCIS	FINANCIAL OPERATIONS PRINCIPAL	2210719
BIESIADECKI, THOMAS FRANCIS	CHIEF COMPLIANCE OFFICER	2210719
BIESIADECKI, THOMAS FRANCIS	MUNICIPAL PRINCIPAL	2210719

Regulatory assets under management

Total Number of Accounts	112
AUM (Assets Under Management)	$ 16,189,362

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Gregory Bowen

MARINER WEALTH

IAR

Portland, OR

Jason Lambert

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Viengsavanh Bounnam

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark K. Gaskill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Kim Gaskill's CRS (Customer Relationship Summary).

Certified licenses

Experience

MKG FINANCIAL GROUP, INC.

MKG CAPITAL ADVISORS

MKG CAPITAL ADVISORS LTD.

MKG FINANCIAL GROUP, INC.

FIRST SECURITIES NORTHWEST, INC.

PIPER SANDLER & CO.

LEHMAN BROTHERS INC.

KMS FINANCIAL SERVICES, INC.

E. F. HUTTON & COMPANY INC

FOSTER & MARSHALL INC.

BLYTH EASTMAN DILLON & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/1999

Series 63

Date: 9/25/1980

SIE

Date: 7/15/2016

Series 7

Date: 1/21/1978

Series 24

Date: 6/26/2000

Current Firm

MKG FINANCIAL GROUP, INC.

Contact information

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

MKG FINANCIAL GROUP, INC.

TRUST BUT VERIFY

Similar Advisors