Gary R. Croatt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Robert Croatt was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1978. Gary had worked at 14 firms and has passed the Series 63, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2013 - December 1, 2014
THE ODYSSEY GROUP
March 13, 2012 - May 16, 2012
NFSG CORPORATION
February 16, 2012 - May 16, 2012
NEWBRIDGE SECURITIES CORPORATION
October 8, 2010 - February 15, 2012
CUE FINANCIAL GROUP, INC.
September 10, 2010 - February 15, 2012
FOOTHILL SECURITIES, INC.
May 2, 2007 - April 9, 2010
PACIFIC CORNERSTONE CAPITAL INCORPORATED
November 27, 2000 - April 25, 2007
NATIONWIDE INVESTMENT SERVICES CORPORATION
April 17, 1996 - December 31, 2000
NATIONWIDE SECURITIES, LLC
July 9, 1991 - October 11, 1995
COREBRIDGE CAPITAL SERVICES, INC.
September 9, 1987 - June 25, 1991
EQUITEC SECURITIES COMPANY
January 5, 1987 - September 30, 1987
LEHMAN BROTHERS INC.
September 21, 1983 - January 21, 1985
BALCOR SECURITIES COMPANY
February 22, 1980 - February 16, 1983
LEHMAN BROTHERS INC.
January 31, 1980 - December 10, 1983
UBS FINANCIAL SERVICES INC.
January 27, 1978 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationCurrent Firm
THE ODYSSEY GROUP
CRD#: 114273 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 5,000,000 |
Red Flags
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