George H. Bristol
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Harris Bristol was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1978. George had worked at 5 firms and has passed the Series 63, SIE, Series 82, Series 62 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2013 - August 5, 2016
JCC CAPITAL MARKETS, LLC
July 19, 2001 - November 28, 2001
WELLS FARGO INVESTMENTS, LLC
May 30, 1980 - July 22, 1981
BLYTH EASTMAN PAINE WEBBER INCORPORATED
January 31, 1980 - March 12, 1986
UBS FINANCIAL SERVICES INC.
February 1, 1978 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/20/2013
Corporate Securities Limited Representative ExaminationCurrent Firm
JCC CAPITAL MARKETS, LLC
CRD#: 146776 / SEC#: , 8-67850
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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