Barry M. Ferrari
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Morton Ferrari was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1978. Barry had worked at 14 firms and has passed the Series 63, Series 7, Series 14A, Series 53, Series 24, Series 14, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2010 - July 25, 2013
SPEEDTRADER, INC
January 3, 2007 - May 6, 2010
CHARLES MORGAN SECURITIES, INC.
February 28, 2003 - January 3, 2007
GRANTA CAPITAL GROUP LLC
March 19, 2001 - February 24, 2003
THE THORNWATER COMPANY, L.P.
December 12, 2000 - March 19, 2001
INTESA SANPAOLO IMI SECURITIES CORP.
July 31, 2000 - December 13, 2000
UBS FINANCIAL SERVICES INC.
March 5, 1998 - June 21, 2000
HORNBLOWER & WEEKS, INC.
November 11, 1997 - February 27, 1998
MILLENNIUM SECURITIES CORP.
October 22, 1997 - November 24, 1997
PARAGON CAPITAL MARKETS, INC.
October 9, 1997 - October 10, 1997
MILLENNIUM SECURITIES CORP.
February 26, 1996 - September 8, 1997
LABRANCHE FINANCIAL SERVICES, LLC
September 7, 1995 - February 22, 1996
CORTLANDT CAPITAL CORPORATION
December 19, 1994 - August 18, 1995
MURIEL SIEBERT & CO., LLC
April 8, 1994 - July 6, 1994
NEBRASKA HUDSON COMPANY, INC.
January 27, 1978 - March 24, 1994
ICAHN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 14A
Date: 5/25/1996
Compliance Official Specialist ExamSeries 8
Date: 12/28/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SPEEDTRADER, INC
CRD#: 107403 / SEC#: , 8-53035
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 21 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
