Michael J. Fanghella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Fanghella was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1978. Michael had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 1987 - October 1, 1988
TRANSGROUP SECURITIES CORPORATION
August 20, 1985 - May 22, 1986
HARMON AMERICAN SECURITIES COMPANY, L.P.
December 18, 1984 - May 6, 1985
J. L. WATSON SECURITIES, INC.
August 15, 1983 - November 28, 1983
STONEHENGE SECURITIES CORPORATION
May 23, 1978 - November 12, 1978
DREXEL BURNHAM LAMBERT INCORPORATED
January 27, 1978 - May 19, 1978
LOEB PARTNERS
State Registrations and Notice Filings
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Exams
Current Firm
TRANSGROUP SECURITIES CORPORATION
CRD#: 13026 / SEC#: , 8-28446
Contact information
Documents
Red Flags
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