Harold E. Atkinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Emerson Atkinson, who also goes by Chip Atkinston, was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1972. Harold had worked at 8 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2003 - October 19, 2005
EMERGENT FINANCIAL GROUP, INC.
March 29, 2001 - June 22, 2001
GLOBAL FINANCIAL GROUP, INC.
November 20, 1990 - May 1, 2001
PROTECTIVE GROUP SECURITIES CORPORATION
April 25, 1990 - November 15, 1990
MILLER JOHNSON STEICHEN KINNARD, INC.
July 5, 1989 - April 9, 1990
CRAIG-HALLUM, INC.
December 14, 1981 - June 6, 1989
DAIN RAUSCHER INCORPORATED
June 30, 1975 - December 11, 1981
CRAIG-HALLUM, INC.
August 1, 1973 - July 19, 1975
MARQUETTE FINANCIAL GROUP, INC.
September 18, 1972 - June 9, 1973
ABDO, GOEMBEL AND MCGUIRE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/15/1967
Registered Representative ExaminationCurrent Firm
EMERGENT FINANCIAL GROUP, INC.
CRD#: 37891 / SEC#: , 8-47997
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VTMW CAPITAL MANAGEMENT, LTD. | 100% DIRECT OWNER | |
| GOETSCH, MICHAEL RAY | PRESIDENT | 1807841 |
| JENKINS, CYNTHIA MADELYN | FINANCIAL AND OPERATIONS PRINCIPAL | 706510 |
| MCKELVEY, ROBERT KEVIN | CHIEF INVESTMENT OFFICER, CHAIRMAN OF THE BOARD, CHIEF COMPLIANCE OFFICER | 328695 |
| VOLDNESS, PETER BRIAN | CHIEF EXECUTIVE OFFICER | 872727 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
