John M. Bruni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Mark Bruni was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 22 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2014 - December 16, 2014
GWN SECURITIES INC.
March 13, 2012 - September 13, 2012
PRINCIPAL SECURITIES, INC.
September 25, 2009 - May 7, 2010
NATIONAL SECURITIES CORPORATION
July 29, 2008 - April 8, 2009
NEW ENGLAND SECURITIES
July 25, 2007 - May 9, 2008
LADENBURG THALMANN ASSET MANAGEMENT INC
April 3, 2007 - May 7, 2008
LADENBURG THALMANN & CO. INC.
November 16, 2004 - April 25, 2005
J.P. TURNER & COMPANY, L.L.C.
August 4, 2003 - October 28, 2003
VFINANCE INVESTMENTS, INC
May 13, 2003 - July 28, 2003
S. B. CANTOR & CO., INC.
September 23, 2002 - January 7, 2003
MONY SECURITIES CORPORATION
March 2, 2001 - November 19, 2001
PFS INVESTMENTS INC.
January 11, 1999 - March 29, 1999
IDS LIFE INSURANCE COMPANY
January 11, 1999 - March 29, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
July 2, 1998 - December 22, 1998
SHARPE CAPITAL, INC.
December 11, 1996 - May 26, 1998
SEABOARD SECURITIES, INC.
February 27, 1996 - December 6, 1996
LT LAWRENCE & CO., INC.
February 28, 1995 - February 23, 1996
FIRST ASSET MANAGEMENT, INC.
August 4, 1993 - March 20, 1995
RUSSO SECURITIES INC.
June 30, 1993 - August 17, 1993
ROBERT TODD FINANCIAL CORP.
August 30, 1989 - April 17, 1990
METROPOLITAN LIFE INSURANCE COMPANY
August 30, 1989 - April 17, 1990
MSI FINANCIAL SERVICES, INC.
July 7, 1981 - May 9, 1989
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/6/1978
Registered Representative ExaminationCurrent Firm
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
