RW
Roger E. Woodruff
STRATEGIC BLUEPRINT
Lewisburg, WV
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CRD#: 847606
RW
Professional summary
Roger Eugene Woodruff, who also goes by Roger E Woodruff, is a registered financial advisor currently at STRATEGIC BLUEPRINT, LLC located in Lewisburg, West Virginia.
Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Roger has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Roger E Woodruff
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
***COMMONWEALTH PROPERTIES POSITION: Partner NATURE: Business Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2006 ADDRESS: 225 College Parkway, Suite 101, Parkersburg WV 26104 DESCRIPTION: Renting Office Building - bookkeeping ***NON-VARIABLE INSURANCE POSITION: Agent NATURE: Non-Variable Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2017 ADDRESS: 585 College Parkway, Parkersburg WV 26104 DESCRIPTION: SELLING FIXED ANNUITIES, LONG TERM CARE, GROUP AND INDIVIDUAL DISABILITY INCOME AND HEALTH, TERM, WHOLE AND UNIVERSAL LIFE INSURANCE ***Life Income Life Income: Owner/Sole Proprietor; D/B/A-Financial Services; Investment related: Yes; Hours: 160; Securities Trading Hours: 160; State Date: 06/08/2020 Address: 475 Lost World Road, Lewisburg, WV 24901, Description: Financial Services Practice Management.
CRS (Client Relationship Summary) - RIA
Click below to view Roger Eugene Woodruff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 8, 2020 - Present
STRATEGIC BLUEPRINT, LLC
RIA
CRD#: 284840
Lewisburg, WV
Past
June 15, 2017 - June 8, 2020
ARBOR POINT ADVISORS
RIA
CRD#: 165127
Parkersburg, WV
Past
June 1, 2017 - June 8, 2020
SECURITIES AMERICA, INC.
BD
CRD#: 10205
Parkersburg, WV
Past
September 2, 2010 - July 6, 2017
COMMONWEALTH FINANCIAL SERVICES, LLC
RIA
CRD#: 154369
PARKERSBURG, WV
Past
April 2, 2003 - December 21, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
PARKERSBURG, WV
Past
April 1, 2003 - June 6, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
PARKERSBURG, WV
Past
January 1, 1996 - April 14, 2003
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
PARKERSBURG, WV
Past
October 20, 1980 - April 14, 2003
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
January 3, 1978 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SB
STRATEGIC BLUEPRINT, LLC
BEE STREET ADVISORY GROUP | THE RETIREMENT COACH | THE BAKER FINANCIAL GROUP | STRATEGIC BLUEPRINT, LLC | SHERPA FINANCIAL ADVISORS | PREHMUS FINANCIAL PARTNERS | OAKPOINT INVESTMENT PARTNERS | MIDWEST WEALTH MANAGEMENT | METAPARADIGM WEALTH MANAGEMENT | LIFE INCOME | LFA PRIVATE WEALTH MANAGEMENT | LEHNER SHOPE WEALTH GROUP | KEEN & POCOCK FINANCIAL PARTNERS | GOODWIN WEALTH | GENCREST CAPITAL PARTNERS | FAMILY WEALTHCARE | DESERT GROVE INVESTMENTS | CORNERSTONE WEALTH MANAGEMENT | COMPASS WEALTH MANAGEMENT | COMPASS FINANCIAL SERVICES | CLARITY FINANCIAL ADVISORS | BOURNE FINANCIAL COACHING | BENKO FINANCIAL SERVICES
CRD#: 284840 / SEC#: 801-108531
RIA
Registered Investment Advisory firm - (10/28/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(6/8/2020)
IAR
West Virginia(3/18/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 12/17/1977
Registered Representative ExaminationPrincipal/Supervisory Exam
Current Firm
SB
STRATEGIC BLUEPRINT, LLC
BEE STREET ADVISORY GROUP | THE RETIREMENT COACH | THE BAKER FINANCIAL GROUP | STRATEGIC BLUEPRINT, LLC | SHERPA FINANCIAL ADVISORS | PREHMUS FINANCIAL PARTNERS | OAKPOINT INVESTMENT PARTNERS | MIDWEST WEALTH MANAGEMENT | METAPARADIGM WEALTH MANAGEMENT | LIFE INCOME | LFA PRIVATE WEALTH MANAGEMENT | LEHNER SHOPE WEALTH GROUP | KEEN & POCOCK FINANCIAL PARTNERS | GOODWIN WEALTH | GENCREST CAPITAL PARTNERS | FAMILY WEALTHCARE | DESERT GROVE INVESTMENTS | CORNERSTONE WEALTH MANAGEMENT | COMPASS WEALTH MANAGEMENT | COMPASS FINANCIAL SERVICES | CLARITY FINANCIAL ADVISORS | BOURNE FINANCIAL COACHING | BENKO FINANCIAL SERVICES
CRD#: 284840 / SEC#: 801-108531
RIA
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Contact information
Main Address
2200 Century Parkway Suite 500, Atlanta, GA 30345
Mailing Address
Phone number
(678) 954-4130
Established
Firm type
Fiscal year end
# of Employees
57
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,067 |
| AUM (Assets Under Management) | $ 2,671,662,109 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
