Amy M. Musiker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Moss Musiker, who also goes by Amy Ellen Moss, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 1978. Amy had worked at 4 firms and has passed the Series 63, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2013 - July 17, 2013
CIMAS, LLC
April 25, 2011 - May 17, 2012
MSI FINANCIAL SERVICES, INC.
August 19, 1981 - September 19, 1985
PERSHING LLC
January 3, 1978 - August 30, 1981
UBS ASSET MANAGEMENT (US) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CIMAS, LLC
CRD#: 132263 / SEC#: , 8-66579
Contact information
FINRA licenses (4 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
