Richard E. Balamucki
Professional summary
Richard Edward Balamucki is a registered financial advisor currently at CRANBROOK WEALTH MANAGEMENT, LLC located in Chapel Hill, North Carolina.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Richard has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Edward Balamucki's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 19, 2010 - Present
CRANBROOK WEALTH MANAGEMENT, LLC
December 20, 2007 - December 31, 2008
PURSHE KAPLAN STERLING INVESTMENTS
February 22, 1990 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
February 22, 1990 - January 4, 2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 3, 1978 - January 10, 1990
CINCINNATI ANALYSTS, INC.
Primary Firm SEC Registration
CRANBROOK WEALTH MANAGEMENT, LLC
CRD#: 132058 / SEC#: 801-66180
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/19/2010)
(1/2/2025)
Exams
Series 1
Date: 12/19/1977
Registered Representative ExaminationCurrent Firm
CRANBROOK WEALTH MANAGEMENT, LLC
CRD#: 132058 / SEC#: 801-66180
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 945 |
| AUM (Assets Under Management) | $ 777,819,511 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 08/28/2024 | ||
| 09/29/2023 | ||
| 01/27/2023 |
Red Flags
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