Karen S. Mccue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Susanne Mccue, CFA, who also goes by Karen Susanne Porper, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1986. Karen had worked at 5 firms and has passed the Series 63, Series 65, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2011 - October 18, 2013
THE WEALTH MANAGEMENT GROUP, LLC
January 7, 2010 - September 13, 2010
ENVESTNET PMC
October 11, 2001 - October 12, 2009
NETASSETMANAGEMENT, INC.
October 11, 1995 - May 15, 2000
UAM FUND DISTRIBUTORS, INC.
June 24, 1986 - February 1, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE WEALTH MANAGEMENT GROUP, LLC
CRD#: 156350 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
