Kevin K. Herridge

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CRD#: 847373

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Kreig Herridge was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 1978. Kevin had worked at 12 firms and has passed the Series 63, Series 7, Series 27, Series 53, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 1, 2006 - November 5, 2007

FRANKLIN ROSS, INC.

CRD#: 43610

PRINCETON, NJ

Past

April 27, 2004 - June 22, 2006

GRAYSON FINANCIAL LLC

CRD#: 11764

RED BANK, NJ

Past

October 31, 2003 - January 6, 2004

CARLTON CAPITAL INC.

CRD#: 42533

NEW YORK, NY

Past

July 17, 2002 - December 19, 2003

ADAMSON BROTHERS INC.

CRD#: 46684

ROCHELLE PARK, NJ

Past

July 13, 1998 - May 10, 2001

DONALD & CO. SECURITIES INC.

CRD#: 7776

TINTON FALLS, NJ

Past

May 13, 1997 - September 16, 1997

CAPITAL INTERNATIONAL SECURITIES GROUP, INC.

CRD#: 29771

MIAMI, FL

Past

July 29, 1992 - August 28, 1993

AUGMENT SECURITIES INC.

CRD#: 28373

NEW YORK, NY

Past

June 15, 1989 - March 28, 1991

DURIAN SECURITIES, INC.

CRD#: 16290

Past

December 2, 1986 - March 30, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

February 28, 1985 - June 20, 1986

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

Past

June 10, 1980 - August 7, 1984

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

January 3, 1978 - February 21, 1980

SEABOARD SECURITIES, INC.

CRD#: 755

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 8/17/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/17/1977

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 11/2/1998

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 53

Date: 10/5/1998

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/31/1996

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 7/23/1985

Registered Options Principal Examination

Current Firm

FRANKLIN ROSS, INC.

FRANKLIN ROSS, INC. | THE FRANKLIN TRUST CORPORATION | NETREACH CAPITAL GROUP, INC.

CRD#: 43610 / SEC#: , 8-50356

Cancelled by SEC on 04/06/2011

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Contact information

Main Address

Mailing Address

Phone number

Established

Florida since 06/05/1997

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
ROSS, MARK GERALD JR	SHAREHOLER/RR/EXEC VICE PRES	1287721
HORN, CHARLES LEONARD	SHAREHOLDER	3139046
HERRIDGE, KEVIN KREIG	CEO/COO/DOC/PRESIDENT	847373
HERRIDGE, SUMMA, FRANKLIN-ROSS, LLC	SHAREHOLDER

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin K. Herridge

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GRAYSON FINANCIAL LLC

CARLTON CAPITAL INC.

ADAMSON BROTHERS INC.

DONALD & CO. SECURITIES INC.

CAPITAL INTERNATIONAL SECURITIES GROUP, INC.

AUGMENT SECURITIES INC.

DURIAN SECURITIES, INC.

DREXEL BURNHAM LAMBERT INCORPORATED

WS GRIFFITH SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SEABOARD SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/17/1998

Series 7

Date: 12/17/1977

Series 27

Date: 11/2/1998

Series 53

Date: 10/5/1998

Series 24

Date: 7/31/1996

Series 4

Date: 7/23/1985

Current Firm

FRANKLIN ROSS, INC.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FRANKLIN ROSS, INC.

TRUST BUT VERIFY

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