William A. Harrison

HARRISON SECURITIES

Lockhart, TX 78644

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CRD#: 847317

Professional summary

William Alexander Harrison III, who also goes by Bill Alexander Harrison III, is a registered financial advisor currently at HARRISON SECURITIES, INC. located in Lockhart, Texas.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. William has worked at 3 firms and has passed the Series 65, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Alexander Harrison Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RANCHING-HORSES AND CATTLE BREEDER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Alexander Harrison III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 25, 2007 - Present

HARRISON SECURITIES, INC.

Office #1: 1875 Mineral Springs Road, Lockhart, TX 78644

RIA

CRD#: 144685

Lockhart, TX

Past

December 24, 1986 - September 22, 1992

HARRISON SECURITIES, INC.

CRD#: 18260

Past

January 3, 1978 - July 24, 1986

FIRST SOUTHWEST COMPANY, LLC

CRD#: 316

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/25/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/26/2007

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 12/17/1977

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 10/15/1986

Municipal Securities Principal Examination

Current Firm

HARRISON SECURITIES, INC.

CRD#: 144685 / SEC#:

Texas

Registered Investment Advisory firm - (9/25/2007 Approved)

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Contact information

Main Address

1875 Mineral Springs Road, Lockhart, TX 78644

Mailing Address

Phone number

(830) 875-6121

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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William A. Harrison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Alexander Harrison III's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARRISON SECURITIES, INC.

HARRISON SECURITIES, INC.

FIRST SOUTHWEST COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/26/2007

Series 7

Date: 12/17/1977

Series 53

Date: 10/15/1986

Current Firm

HARRISON SECURITIES, INC.

Contact information

Documents

Red Flags

Company Information

HARRISON SECURITIES, INC.

TRUST BUT VERIFY

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