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William Alexander Harrison Iii

HARRISON SECURITIES
LOCKHART, TX
·CRD# 847317·48 years experience

Professional Summary

William Alexander Harrison III, who also goes by Bill Alexander Harrison III, is a registered financial advisor currently at HARRISON SECURITIES, INC. located in Lockhart, Texas. William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. William has worked at 3 firms and has passed the Series 65, Series 7 and Series 53 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Alexander Harrison Iii

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

48 years in the financial services industry

Current & Past Employments

HARRISON SECURITIES, INC.·CRD# 144685
RIA
1875 Mineral Springs Road, Lockhart, TX 78644
September 25, 2007 - Present
HARRISON SECURITIES, INC.·CRD# 18260
BD
December 24, 1986 - September 22, 1992
FIRST SOUTHWEST COMPANY, LLC·CRD# 316
BD
Dallas, TX
January 3, 1978 - July 24, 1986

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Current Firm

HS
HARRISON SECURITIES, INC.

HARRISON SECURITIES, INC.

CRD#: 144685
Texas
Registered Investment Advisory firm - Texas (9/25/2007 Approved)

Contact Information

Main Address

1875 Mineral Springs Road, Lockhart, TX 78644

Phone Number

(830) 875-6121

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RANCHING-HORSES AND CATTLE BREEDER

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(9/25/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2007About the Series 65 exam

Series 7 — General Securities Representative Examination

Passed Dec 1977About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Oct 1986About the Series 53 exam

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CRS (Client Relationship Summary) - RIA

Click below to view William Alexander Harrison III's CRS (Customer Relationship Summary).

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