Kenneth M. Ackerman

HAMMOND ASSET MANAGEMENT LLC

SARASOTA, FL 34236

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CRD#: 847256

Professional summary

Kenneth Michael Ackerman, who also goes by Ken Ackerman, is a registered financial advisor currently at HAMMOND ASSET MANAGEMENT LLC located in Sarasota, Florida.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Kenneth has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ken Ackerman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LIFE, HEALTH, AND ANNUITY LICENSE; INVESTMENT-RELATED; STUART, FL; INSURANCE AGENT; 2/2015; THE INSURANCE BUSINESS WILL BE LESS THAN 10% OF MY TIME AND WILL JUST BE A PART OF THE OVERALL FINANCIAL PLANNING FOR MY INVESTMENT ADVISORY CLIENTS. NO OTHER CLIENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Michael Ackerman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2022 - Present

HAMMOND ASSET MANAGEMENT LLC

Office #1: 1990 Main Street Suite 750, Sarasota, FL 34236

RIA

CRD#: 167357

SARASOTA, FL

Past

October 4, 2018 - March 31, 2022

FISCAL WISDOM WEALTH MANAGEMENT LLC

RIA

CRD#: 168299

ATLANTA, GA

Past

September 1, 2017 - October 2, 2018

TRAC ASSET MANAGEMENT LLC

RIA

CRD#: 170662

VERO BEACH, FL

Past

January 27, 2016 - September 5, 2017

TURNER FINANCIAL GROUP, INC.

RIA

CRD#: 134204

VERO BEACH, FL

Past

July 28, 2015 - February 8, 2016

FREEDOM INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 126052

VERO BEACH, FL

Past

September 24, 2010 - November 30, 2015

MYSTOCKFUND SECURITIES, INC.

CRD#: 103956

JUNO BEACH, FL

Past

August 30, 2010 - September 24, 2010

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

CRD#: 8494

ST. PETERSBURG, FL

Past

November 15, 2004 - July 7, 2009

APEX CLEARING CORPORATION

CRD#: 13071

LAKE SUCCESS, NY

Past

January 26, 2004 - July 6, 2004

FISHER INVESTMENTS

RIA

CRD#: 107342

FALLSTON, MD

Past

March 7, 2002 - April 14, 2003

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

February 19, 1999 - February 4, 2002

APEX CLEARING CORPORATION

CRD#: 13071

DALLAS, TX

Past

September 1, 1997 - February 12, 1999

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

January 3, 1978 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/31/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/29/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/30/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/1977

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/18/2010

General Securities Principal Examination

Current Firm

HAMMOND ASSET MANAGEMENT LLC

CRD#: 167357 / SEC#:

Florida

Registered Investment Advisory firm - (8/5/2013 Approved)

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Contact information

Main Address

1990 Main Street Suite 750, Sarasota, FL 34236

Mailing Address

Phone number

(941) 309-5400

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	55
AUM (Assets Under Management)	$ 11,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth M. Ackerman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Michael Ackerman's CRS (Customer Relationship Summary).

Certified licenses

Experience

FISCAL WISDOM WEALTH MANAGEMENT LLC

TRAC ASSET MANAGEMENT LLC

TURNER FINANCIAL GROUP, INC.

FREEDOM INVESTMENT MANAGEMENT, INC.

MYSTOCKFUND SECURITIES, INC.

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

APEX CLEARING CORPORATION

FISHER INVESTMENTS

RBC CAPITAL MARKETS, LLC

APEX CLEARING CORPORATION

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/2015

Series 63

Date: 1/29/2011

SIE

Date: 11/30/2015

Series 7

Date: 12/17/1977

Series 24

Date: 12/18/2010

Current Firm

HAMMOND ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HAMMOND ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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