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KA

Kenneth Michael Ackerman

HAMMOND ASSET MANAGEMENT
SARASOTA, FL
·CRD# 847256·48 years experience

Professional Summary

Kenneth Michael Ackerman, who also goes by Ken Ackerman, is a registered financial advisor currently at HAMMOND ASSET MANAGEMENT LLC located in Sarasota, Florida. Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Kenneth has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ken Ackerman

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

48 years in the financial services industry

Current & Past Employments

HAMMOND ASSET MANAGEMENT LLC·CRD# 167357
RIA
1990 Main Street Suite 750, Sarasota, FL 34236
March 31, 2022 - Present
FISCAL WISDOM WEALTH MANAGEMENT LLC·CRD# 168299
RIA
Atlanta, GA
October 4, 2018 - March 31, 2022
TRAC ASSET MANAGEMENT LLC·CRD# 170662
RIA
Vero Beach, FL
September 1, 2017 - October 2, 2018
TURNER FINANCIAL GROUP, INC.·CRD# 134204
RIA
Vero Beach, FL
January 27, 2016 - September 5, 2017
FREEDOM INVESTMENT MANAGEMENT, INC.·CRD# 126052
RIA
Vero Beach, FL
July 28, 2015 - February 8, 2016
MYSTOCKFUND SECURITIES, INC.·CRD# 103956
BD
Juno Beach, FL
September 24, 2010 - November 30, 2015
MUTUAL TRUST COMPANY OF AMERICA SECURITIES·CRD# 8494
BD
St. Petersburg, FL
August 30, 2010 - September 24, 2010
APEX CLEARING CORPORATION·CRD# 13071
BD
Lake Success, NY
November 15, 2004 - July 7, 2009
FISHER INVESTMENTS·CRD# 107342
RIA
Fallston, MD
January 26, 2004 - July 6, 2004
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
March 7, 2002 - April 14, 2003
APEX CLEARING CORPORATION·CRD# 13071
BD
Dallas, TX
February 19, 1999 - February 4, 2002
DB ALEX. BROWN LLC·CRD# 17790
BD
Baltimore, MD
September 1, 1997 - February 12, 1999
ALEX. BROWN & SONS INCORPORATED·CRD# 20
BD
January 3, 1978 - September 1, 1997

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Current Firm

HA
HAMMOND ASSET MANAGEMENT LLC

HAMMOND ASSET MANAGEMENT LLC

CRD#: 167357
Florida
Registered Investment Advisory firm - Florida (8/5/2013 Approved)

Contact Information

Main Address

1990 Main Street Suite 750, Sarasota, FL 34236

Phone Number

(561) 284-4168

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

55

AUM (Assets Under Management)

$10,700,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LIFE, HEALTH, AND ANNUITY LICENSE; INVESTMENT-RELATED; STUART, FL; INSURANCE AGENT; 2/2015; THE INSURANCE BUSINESS WILL BE LESS THAN 10% OF MY TIME AND WILL JUST BE A PART OF THE OVERALL FINANCIAL PLANNING FOR MY INVESTMENT ADVISORY CLIENTS. NO OTHER CLIENTS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(3/31/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2015About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1977About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2010About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Michael Ackerman's CRS (Customer Relationship Summary).

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