Christopher Palmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Palmer, who also goes by Chris Palmer, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1978. Christopher had worked at 5 firms and has passed the Series 63, Series 3, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1991 - March 24, 2014
VINING-SPARKS IBG, LLC
October 26, 1990 - March 24, 2014
ICBA SECURITIES
September 10, 1990 - January 1, 1991
VINING-SPARKS SECURITIES, INC.
March 3, 1986 - September 25, 1990
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
January 3, 1978 - May 5, 1983
J.C. BRADFORD & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 3/2/1982
Interest Rate Options ExaminationCurrent Firm
VINING-SPARKS IBG, LLC
CRD#: 27502 / SEC#: , 8-43150
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
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