Sharon L. Herbst
Professional summary
Sharon Lee Herbst, who also goes by Sharon Lee Terlizzi, is a registered financial advisor currently at TCFG INVESTMENT ADVISORS, LLC located in Spokane Valley, Washington.
Sharon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Sharon has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sharon Lee Herbst's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2018 - Present
TCFG INVESTMENT ADVISORS, LLC
February 16, 2016 - June 13, 2017
CALTON & ASSOCIATES, INC.
December 2, 2015 - February 16, 2016
KESTRA INVESTMENT SERVICES, LLC
May 30, 2002 - November 13, 2015
EDWARD JONES
March 6, 1997 - June 28, 2002
NELSON SECURITIES,INC.
February 10, 1994 - June 28, 2002
NELSON SECURITIES,INC.
May 1, 1979 - May 20, 1991
KIDDER, PEABODY & CO. INCORPORATED
January 3, 1978 - November 20, 1978
TUCKER ANTHONY INCORPORATED
Primary Firm SEC Registration
TCFG INVESTMENT ADVISORS, LLC
CRD#: 166606 / SEC#: 801-77596
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/26/2021)
(2/7/2019)
(3/10/2020)
(4/15/2024)
(6/9/2020)
(5/15/2020)
(1/19/2021)
(4/16/2019)
(3/11/2020)
(4/6/2023)
(5/1/2020)
(11/1/2022)
(5/3/2022)
(2/7/2019)
(4/15/2020)
(2/7/2019)
(2/8/2019)
(3/8/2019)
(6/17/2020)
(3/5/2018)
Exams
Current Firm
TCFG INVESTMENT ADVISORS, LLC
CRD#: 166606 / SEC#: 801-77596
Contact information
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,344 |
| AUM (Assets Under Management) | $ 575,111,609 |
Red Flags
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