Francis J. Jamison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Joseph Jamison JR, who also goes by Frank Jamison, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1988. Francis had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2013 - June 15, 2020
CGA SECURITIES, LLC
July 20, 2009 - December 13, 2012
WATERWAY CAPITAL LLC
November 25, 2008 - July 16, 2009
CFG CAPITAL MARKETS, LLC
December 1, 2005 - December 19, 2006
STIFEL, NICOLAUS & COMPANY, INCORPORATED
April 11, 2001 - December 1, 2005
LEGG MASON WOOD WALKER, INCORPORATED
November 23, 1999 - April 11, 2000
CFG CAPITAL MARKETS, LLC
September 1, 1997 - December 22, 1997
DB ALEX. BROWN LLC
April 23, 1992 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
August 25, 1988 - April 8, 1992
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CGA SECURITIES, LLC
CRD#: 32301 / SEC#: , 8-45684
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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