Avis G. Burwasser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Avis Gail Burwasser, who also goes by Avis Gail Burwasser, Avis Burwasser, was a registered financial professional .
Avis is a previously registered financial professional and started their career in finance in 1978. Avis had worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2021 - October 31, 2023
SINGER WEALTH ADVISORS LLC
May 19, 2020 - March 1, 2022
SINGER WEALTH ADVISORS INC.
August 29, 2012 - April 10, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 26, 2012 - April 10, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 15, 2011 - July 11, 2012
NORTHERN TRUST SECURITIES, INC.
February 23, 2011 - April 15, 2011
WELLS FARGO CLEARING SERVICES, LLC
May 25, 2005 - May 12, 2010
GOLDMAN SACHS & CO. LLC
September 20, 2004 - May 10, 2005
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 7, 2002 - May 13, 2005
WELLS FARGO CLEARING SERVICES, LLC
November 7, 2000 - June 14, 2002
MESIROW FINANCIAL, INC.
June 9, 1998 - April 6, 2001
WELLS FARGO CLEARING SERVICES, LLC
August 6, 1997 - May 29, 1998
GRUNTAL & CO., L.L.C.
January 10, 1994 - March 1, 1996
LEHMAN BROTHERS INC.
May 23, 1991 - November 16, 1993
WELLS FARGO CLEARING SERVICES, LLC
December 20, 1988 - April 1, 1991
MESIROW INVESTMENT SERVICES, INC.
June 4, 1984 - January 28, 1988
HAMILTON INVESTMENTS, INC.
June 28, 1983 - November 22, 1983
CAMELOT SECURITIES, INC.
February 28, 1980 - May 13, 1984
E. F. HUTTON & COMPANY INC
June 18, 1979 - February 18, 1980
J.P. MORGAN SECURITIES LLC
January 3, 1978 - June 18, 1979
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
SINGER WEALTH ADVISORS LLC
CRD#: 317218 / SEC#: 801-122736
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/22/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SINGER WEALTH ADVISORS LLC
CRD#: 317218 / SEC#: 801-122736
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,094 |
| AUM (Assets Under Management) | $ 782,413,418 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
