William F. Oleary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Francis Oleary was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1977. William had worked at 6 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2020 - May 6, 2023
8 RIVERS ADVISORS, LLC
June 7, 2013 - December 31, 2017
QUASAR DISTRIBUTORS, LLC
March 4, 1980 - September 12, 2012
MORGAN STANLEY & CO. LLC
January 31, 1980 - March 11, 1980
UBS FINANCIAL SERVICES INC.
January 2, 1980 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
December 5, 1977 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 8
Date: 3/30/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
8 RIVERS ADVISORS, LLC
CRD#: 286464 / SEC#: , 8-69886
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
