David P. Atkinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Pliny Atkinson, who also goes by Bud Atkinson, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1972. David had worked at 13 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2014 - December 31, 2024
CAPE SECURITIES INC.
January 20, 2011 - January 11, 2013
CAPE SECURITIES INC.
February 1, 2008 - October 13, 2009
VOYA FINANCIAL ADVISORS, INC.
February 8, 2007 - December 31, 2007
FORTUNE FINANCIAL SERVICES, INC.
January 5, 2001 - December 31, 2005
STUART SECURITIES CORP.
May 7, 1996 - December 31, 2000
TOWER SQUARE SECURITIES, INC.
June 16, 1992 - April 26, 1996
ADVANTAGE CAPITAL CORPORATION
January 21, 1981 - June 12, 1992
INVESTACORP, INC.
February 26, 1979 - January 31, 1981
WZW FINANCIAL SERVICES, INC.
December 14, 1977 - January 26, 1979
TITAN/VALUE EQUITIES GROUP, INC.
February 27, 1976 - December 11, 1977
M. H. DECKARD & CO., INC.
March 7, 1975 - April 8, 1976
INTERNATIONAL SECURITIES CORP.
March 8, 1972 - April 15, 1974
FUNDAMENTAL SERVICE CORPORATION
March 8, 1972 - April 20, 1975
FINANCIAL SERVICE CORPORATION OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 3/1/1972
Registered Representative ExaminationSeries 40
Date: 8/25/1976
Registered Principal ExaminationCurrent Firm
CAPE SECURITIES INC.
CRD#: 7072 / SEC#: , 8-20747
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
