Gerald A. Fitzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Alan Fitzer, who also goes by Gary Alan Fitzer, Gary A Fitzer, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1981. Gerald had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 3, Series 15, Series 5, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2021 - September 1, 2021
EVERHART ADVISORS
September 26, 2012 - October 6, 2021
CASE PEARLMAN RETIREMENT PLAN ADVISORS, LLC
September 23, 2008 - December 4, 2008
LBMZ SECURITIES, INC.
August 1, 2008 - December 3, 2008
ZACKS INVESTMENT MANAGEMENT, INC.
February 24, 2006 - June 28, 2006
BURCH & COMPANY, INC
July 12, 2001 - January 13, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
August 21, 1997 - December 7, 2000
COREBRIDGE CAPITAL SERVICES, INC.
July 13, 1993 - June 20, 1996
PRUDENTIAL EQUITY GROUP, LLC
June 6, 1983 - March 1, 1990
PRUDENTIAL EQUITY GROUP, LLC
July 17, 1981 - July 5, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
EVERHART ADVISORS
CRD#: 107091 / SEC#: 801-50786
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 11/23/1983
Foreign Currency Options ExaminationSeries 5
Date: 11/23/1983
Interest Rate Options ExaminationSeries 1
Date: 11/23/1977
Registered Representative ExaminationSeries 8
Date: 10/11/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
EVERHART ADVISORS
CRD#: 107091 / SEC#: 801-50786
Contact information
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,483 |
| AUM (Assets Under Management) | $ 1,874,701,457 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
