Monty R. Andrus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Monty Ray Andrus was a registered financial professional .
Monty is a previously registered financial professional and started their career in finance in 1977. Monty had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2004 - March 15, 2004
CAMBRIDGE FINANCIAL ADVISORS,LLC
December 17, 1999 - November 13, 2018
HORNOR, TOWNSEND & KENT, LLC
October 28, 1997 - January 11, 2000
THE ADVISORS GROUP, INC.
March 14, 1989 - August 21, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
March 25, 1987 - November 17, 1988
MONY SECURITIES CORPORATION
December 8, 1977 - April 6, 1987
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/3/1977
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
