Robert C. Ciofalo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Charles Ciofalo was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1977. Robert had worked at 7 firms and has passed the Series 63, Series 27, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 1997 - July 28, 2000
REMINGTON SECURITIES CORP.
January 8, 1994 - April 29, 1994
LANCASTER LEEDS & CO., INC.
May 23, 1991 - January 28, 1992
COLGAN HASSETT SECURITIES, INC.
August 27, 1985 - March 23, 1987
RESRV PARTNERS, INC.
April 26, 1984 - December 7, 1987
OFS, INC.
June 23, 1980 - June 30, 1980
INVESTOR'S DISCOUNT BROKERAGE, INC.
October 28, 1977 - September 19, 1985
BROKERSTRUST CLEARING CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 40
Date: 10/20/1977
Registered Principal ExaminationCurrent Firm
REMINGTON SECURITIES CORP.
CRD#: 40768 / SEC#: , 8-49212
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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