Gregg R. Anderson

OSAIC WEALTH

Arden Hills, MN 55112

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CRD#: 846528

Professional summary

Gregg Richard Anderson, CFP® is a registered financial advisor currently at OSAIC WEALTH, INC. located in Arden Hills, Minnesota.

Gregg is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Gregg has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 1, Series 53 and Series 24 exams.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Tax Planning

Comprehensive Financial Planni...

Retirement Planning

Insurance Planning

Estate Planning

Investment Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- GREGG ANDERSON POSITION: Statutory Agent - NATURE: Other - Licensed Insurance agent working as a sole proprietor for companies selling fixed insurance products. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/15/1995 ADDRESS: 6 Pine Tree Drive. Ste 300, Arden Hills MN 55112, United States DESCRIPTION: selling fixed insurance products including fixed annuities as well a long term care products 2- MURMUR CREEK LLC (JIMMY JOHN'S FRANCHISE RESTAURANT), NOT INVESTMENT RELATED, 3336 GATEWAY STREET SPRINGFIELD, OR 97477, OWNER, 11-16-2010, 1 HOUR MONTH, 0 DURING TRADING, PARTIAL OWNER WITH 2 OTHER INDIVIDUALS. REVIEW FINANCIALS ONCE A MONTH. 3- GREGG ANDERSON, NOT INVESTMENT RELATED, 3900 NORTHWOODS DR. STE 125 ARDEN HILLS, MN 55112, OWNER, 1-1-2000, 30 HOURS MONTH, 0 DURING TRADING, I PREPARE TAX RETURNS FOR NO COMPENSATION. 4- SINGER FAMILY TRUST, NOT INVESTMENT RELATED, 12880 103RD ST. N. STILLWATER MINNESOTA 55082, TRUSTEE, MARCH 2010, LESS THAN 1 HOUR MONTH, 0 DURING TRADING, OVERSEE THE FAMILY HOMESTEAD IN WHICH DAVID SINGER LIVES UP TO THE RULES OF THE TRUST. THIS DUTY IS SHARED WITH THE OTHER TRUSTEE SCOTT SINGER. 5 - SCANDIA FARMS POSITION: owner NATURE: sole proprietorship cattle farming INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2018 ADDRESS: 13940 230th St north, Scandia MN 55073, United States DESCRIPTION: raise cattle plant and harvest hay plant and harvest corn, hay and soy beans 6- POWER OF ATTORNEY POSITION: POA NATURE: Power for Attorney my sister Carol L Anderson INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2022 ADDRESS: 12880 103 rd. St North, Stillwater MN 55082, United States DESCRIPTION: POA for my sister 7-FINANCIAL DIMENSIONS GROUP, INC. POSITION: President NATURE: It is a DBA name as well as I market securities through this name. We also have employees that are paid through this organization INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/19/1995 ADDRESS: 6 Pine Tree Dr Suite 300, Arded Hills MN 55112, United States DESCRIPTION: Review payroll, tax returns and sign checks, etc. Supervise and review website to ensure meeting required guidelines.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregg Richard Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Gregg Richard Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

April 17, 1995 - Present

OSAIC WEALTH, INC.

Office #1: 6 Pine Tree Drive Suite 300, Arden Hills, MN 55112

RIA

CRD#: 23131

Arden Hills, MN

Current

April 17, 1995 - Present

OSAIC WEALTH, INC.

Office #1: 6 Pine Tree Drive Suite 300, Arden Hills, MN 55112

RIA

CRD#: 23131

Arden Hills, MN

Past

May 3, 2007 - November 1, 2024

FINANCIAL DIMENSIONS GROUP, INC.

RIA

CRD#: 115143

ARDEN HILLS, MN

Past

December 8, 1977 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

December 8, 1977 - April 20, 1995

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 8, 1977 - April 20, 1995

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/28/2009)

Alaska
(7/29/1997)

Arizona
(7/29/1997)

Arkansas
(12/21/2005)

California
(11/20/2006)

Colorado
(9/8/1998)

IAR

Colorado
(5/8/2025)

Connecticut
(8/12/2005)

Delaware
(11/5/2014)

District of Columbia
(1/23/2012)

Florida
(8/1/1997)

IAR

Florida
(7/28/2023)

Georgia
(7/29/1997)

Hawaii
(6/23/2005)

Idaho
(5/19/2006)

Illinois
(7/29/1997)

Indiana
(7/29/1997)

Iowa
(8/5/1996)

Kansas
(9/22/1999)

Kentucky
(8/18/2009)

Louisiana
(10/5/2000)

Maine
(9/23/2013)

Maryland
(5/19/2005)

Massachusetts
(1/12/2005)

Michigan
(7/24/1998)

IAR

Michigan
(12/1/2023)

Minnesota
(4/17/1995)

IAR

Minnesota
(1/13/2014)

Mississippi
(3/9/2007)

Missouri
(4/5/2000)

Montana
(7/30/1997)

Nebraska
(8/19/1999)

Nevada
(6/9/2003)

New Hampshire
(4/28/2016)

New Jersey
(9/8/2005)

New Mexico
(2/28/2001)

New York
(1/26/1998)

North Carolina
(6/6/2000)

North Dakota
(1/12/1996)

Ohio
(5/16/2005)

IAR

Ohio
(12/2/2023)

Oklahoma
(2/24/2006)

Oregon
(1/11/2000)

Pennsylvania
(10/5/1998)

South Carolina
(9/28/1999)

South Dakota
(1/2/2004)

Tennessee
(5/28/2009)

Texas
(3/17/1999)

IAR

Texas
(12/1/2023)

Utah
(4/21/2005)

Virginia
(1/7/2003)

Washington
(1/2/2004)

Wisconsin
(4/17/1995)

IAR

Wisconsin
(4/17/1995)

Wyoming
(8/5/2003)

IAR

Wyoming
(4/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/9/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/9/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/1985

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 12/1/1977

Registered Representative Examination

Principal/Supervisory Exam

Series 53

Date: 5/19/2005

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/27/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Gregg R. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregg Richard Anderson's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Gregg Richard Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

FINANCIAL DIMENSIONS GROUP, INC.

AMERICAN EXPRESS FINANCIAL CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/9/2001

Series 63

Date: 10/9/1980

Series 52TO

Date: 9/25/2025

SIE

Date: 10/1/2018

Series 7

Date: 9/21/1985

Series 1

Date: 12/1/1977

Series 53

Date: 5/19/2005

Series 24

Date: 1/27/1997

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

Contact information

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