Philip O. Johnson
JOHNSON FINANCIAL ADVISORS | President & Advisor
TEMPE, AZ 85281-2610
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CRD#: 846457
Professional summary
Philip Otho Johnson, CFP® is a registered financial advisor currently at JOHNSON FINANCIAL ADVISORS located in Tempe, Arizona and OSAIC WEALTH, INC. located in Tempe, Arizona.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Philip has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 1 and Series 24 exams.
Biography
Phil is President of Johnson Financial Advisors and has been involved in financial services since 1976. He is a popular speaker and writer on the subject of money management, Phil has been featured in USA Today, the Washington Post, Worth, Money Magazine, the Arizona Republic and the Arizona Business Gazette.
Phil has served on the national board of the Institute of Certified Financial Planners and as President of the International Association for Financial Planning (IAFP), Greater Phoenix Chapter. He is also a member of the Financial Planning Association and is a Rotary Paul Harris Fellow.
Not only was Phil born in Phoenix, but he is a fifth-generation Arizonan and is very committed to community and civic causes. He does fundraising for scouting and college scholarship programs and encourages parents to teach money skills to their children at a young age. When families cannot afford a financial advisor, he frequently donates his time and experience.
Phil and his wife, Lynn, are active in their church and enjoy time with their children and grandchildren.
Question & Answer
What are your service offerings?
Elder Care
Comprehensive Financial Planni...
Tax Planning
Estate Planning
Retirement Planning
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. JPL HOMES LLC POSITION: owner NATURE: purchase and rent homes INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2013 ADDRESS: 1618 E. MINTON ST, MESA, AZ 85203 DESCRIPTION: purchase and rent homes 2. JOHNSON FINANCIAL ADVISORS POSITION: President, IAR, agent NATURE: investment management and insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 20 START DATE: 10/01/1981 ADDRESS: 1095 W Rio Salado Pkwy, Suite 201, Tempe AZ 85281, United States DESCRIPTION: Investment management and insurance 3. JOHNSON FINANCIAL ADVISORS POSITION: President NATURE: insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 10/01/1981 ADDRESS: 1095 W Rio Salado Pkwy, Suite 201, Tempe AZ 85281, United States DESCRIPTION: insurance sales 4. JPL COMMERCIAL LLC POSITION: owner NATURE: purchase and rental of commercial properties INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2010 ADDRESS: 1618 E Minton St, Mesa AZ 85203, United States DESCRIPTION: purchase and rental of commercial properties 5. JOHNSON FINANCIAL ADVISORS POSITION: President, IAR, agent NATURE: investment management and insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 10/01/1981 ADDRESS: 1095 W Rio Salado Pkwy, Suite 201, Tempe AZ 85281, United States DESCRIPTION: Investment management and insurance
CRS (Client Relationship Summary) - RIA
Click below to view Philip Otho Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1983
Experience
Current
December 20, 2005 - Present
JOHNSON FINANCIAL ADVISORS
Office #1: 1095 W Rio Salado Parkway Suite 201, Tempe, AZ 85281-2610RIA
CRD#: 104621
TEMPE, AZ
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1095 W Rio Salado Parkway Suite 201, Tempe, AZ 85281-2610RIA
BD
CRD#: 23131
TEMPE, AZ
Past
February 26, 1991 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
TEMPE, AZ
Past
November 6, 1986 - March 4, 1991
ASSOCIATED SECURITIES CORP.
BD
CRD#: 12969
BOSTON, MA
Past
April 20, 1983 - November 24, 1986
LPL FINANCIAL LLC
BD
CRD#: 6413
Past
July 16, 1979 - April 21, 1983
SOUTHMARK FINANCIAL SERVICES, INC.
BD
CRD#: 6518
Past
December 8, 1977 - August 20, 1979
NORTH AMERICAN MANAGEMENT, INC.
BD
CRD#: 624
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JF
JOHNSON FINANCIAL ADVISORS
JOHNSON FINANCIAL ADVISORS | PHILIP O. JOHNSON & COMPANY, LTD. | JOHNSON PHILIP O & CO. LTD.
CRD#: 104621 / SEC#: 801-113449
RIA
Registered Investment Advisory firm - (6/15/2018 Approved)Arizona
Registered Investment Advisory firm - (6/27/2018 Terminated)Louisiana
Registered Investment Advisory firm - (6/28/2018 Terminated)Texas
Registered Investment Advisory firm - (6/27/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(4/17/2012)
RR
Arizona(6/14/2024)
RR
Arkansas(6/14/2024)
RR
California(6/14/2024)
RR
Colorado(6/14/2024)
RR
Florida(6/14/2024)
RR
Idaho(6/14/2024)
RR
Illinois(6/14/2024)
RR
Iowa(6/14/2024)
RR
Kansas(6/14/2024)
RR
Kentucky(6/14/2024)
RR
Nebraska(6/14/2024)
RR
Nevada(4/3/2025)
RR
New Hampshire(11/25/2024)
RR
New Jersey(6/14/2024)
RR
New Mexico(6/14/2024)
RR
New York(6/14/2024)
RR
North Carolina(6/14/2024)
RR
Oklahoma(6/14/2024)
RR
Oregon(6/14/2024)
RR
Pennsylvania(6/14/2024)
RR
South Carolina(6/14/2024)
IAR
Texas(12/20/2005)
RR
Texas(6/14/2024)
RR
Utah(6/14/2024)
RR
Virginia(6/14/2024)
RR
Wisconsin(6/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 12/3/1977
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JF
JOHNSON FINANCIAL ADVISORS
JOHNSON FINANCIAL ADVISORS | PHILIP O. JOHNSON & COMPANY, LTD. | JOHNSON PHILIP O & CO. LTD.
CRD#: 104621 / SEC#: 801-113449
RIA
Registered Investment Advisory firm - (6/15/2018 Approved)Arizona
Registered Investment Advisory firm - (6/27/2018 Terminated)Louisiana
Registered Investment Advisory firm - (6/28/2018 Terminated)Texas
Registered Investment Advisory firm - (6/27/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1095 W Rio Salado Parkway Suite 201, Tempe, AZ 85281-2610
Mailing Address
Phone number
(602) 242-4000
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 678 |
| AUM (Assets Under Management) | $ 242,602,861 |
Red Flags
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Company Information
JOHNSON FINANCIAL ADVISORS
President & AdvisorCRD#: 104621Tempe, AZ 85281-2610TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
