AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
DM

Deborah Dillworth Manning

CRD# 846437·Registered 1977 - 2019
Previously Registered: Being a previously registered professional could mean that Deborah is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Deborah Dillworth Manning, who also goes by Deborah Margaret Dillworth, Deborah Dillworth Kratzman, Deborah D Manning, Deborah Manning, was a registered financial advisor. Deborah was a previously registered financial professional and started their career in finance 1977 - 2019. Deborah had worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Deborah Margaret Dillworth, Deborah Dillworth Kratzman, Deborah D Manning, Deborah Manning

Blog Corner

Similar Advisors

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

46 years in the financial services industry

Current & Past Employments

PARVIN ASSET MANAGEMENT·CRD# 161656
RIA
Dallas, TX
March 24, 2017 - March 27, 2019
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
University Park, TX
June 30, 2014 - April 16, 2015
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
University Park, TX
June 20, 2014 - April 16, 2015
NYLIFE SECURITIES LLC·CRD# 5167
BD
Charleston, SC
January 24, 2014 - February 13, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Pensacola, FL
June 11, 2012 - November 20, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Pensacola, FL
April 2, 2012 - November 20, 2012
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Charleston, SC
June 3, 2009 - July 27, 2009
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Charleston, SC
June 1, 2009 - July 27, 2009
GLOBAL EMERGING CAPITAL GROUP, LLC·CRD# 130120
BD
New York, NY
May 22, 2009 - July 6, 2009
CAROLINA CAPITAL MANAGEMENT, LLC·CRD# 138104
RIA
Bryn Mawr, PA
May 10, 2006 - December 31, 2010
GLOBAL EMERGING CAPITAL GROUP, LLC·CRD# 130120
BD
Radnor, PA
November 15, 2004 - June 25, 2007
1838 INVESTMENT ADVISORS,LP·CRD# 128209
RIA
King Of Prussia, PA
June 10, 2004 - January 3, 2005
NUVEEN SECURITIES, LLC·CRD# 469
BD
Chicago, IL
November 26, 1997 - July 1, 2003
RITTENHOUSE ASSET MANAGEMENT, INC.·CRD# 106562
RIA
Radnor, PA
February 19, 1991 - July 7, 2003
HAVERFORD TRUST SECURITIES, INC.·CRD# 13214
BD
Radnor, PA
April 8, 1987 - December 8, 1995
BUTCHER & SINGER INC.·CRD# 6517
BD
April 22, 1983 - May 1, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
May 19, 1981 - April 25, 1983
WHITE, WELD & CO. INCORPORATED·CRD# 6802
BD
December 5, 1977 - July 14, 1978

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

PA
PARVIN ASSET MANAGEMENT

PARVIN ASSET MANAGEMENT | SWAN ASSET MANAGEMENT LLC | SWAN ASSET MANAGEMENT

CRD#: 161656

Contact Information

Main Address

207 Hudson Trace, Suite 104, Augusta, GA 30907

Documents

Latest Form ADV

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2012About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1990About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2012About the Series 7 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
DM
Follow Deborah
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required