Deborah D. Manning
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Dillworth Manning, who also goes by Deborah Margaret Dillworth, Deborah Dillworth Kratzman, Deborah D Manning, Deborah Manning, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1977. Deborah had worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2017 - March 27, 2019
PARVIN ASSET MANAGEMENT
June 30, 2014 - April 16, 2015
J.P. MORGAN SECURITIES LLC
June 20, 2014 - April 16, 2015
J.P. MORGAN SECURITIES LLC
January 24, 2014 - February 13, 2014
NYLIFE SECURITIES LLC
June 11, 2012 - November 20, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 2, 2012 - November 20, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 3, 2009 - July 27, 2009
WELLS FARGO CLEARING SERVICES, LLC
June 1, 2009 - July 27, 2009
WELLS FARGO CLEARING SERVICES, LLC
May 22, 2009 - July 6, 2009
GLOBAL EMERGING CAPITAL GROUP, LLC
May 10, 2006 - December 31, 2010
CAROLINA CAPITAL MANAGEMENT, LLC
November 15, 2004 - June 25, 2007
GLOBAL EMERGING CAPITAL GROUP, LLC
June 10, 2004 - January 3, 2005
1838 INVESTMENT ADVISORS,LP
November 26, 1997 - July 1, 2003
NUVEEN SECURITIES, LLC
February 19, 1991 - July 7, 2003
RITTENHOUSE ASSET MANAGEMENT, INC.
April 8, 1987 - December 8, 1995
HAVERFORD TRUST SECURITIES, INC.
April 22, 1983 - May 1, 1985
BUTCHER & SINGER INC.
May 19, 1981 - April 25, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 5, 1977 - July 14, 1978
WHITE, WELD & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
PARVIN ASSET MANAGEMENT
CRD#: 161656 / SEC#:
Contact information
Red Flags
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