Julian R. Abreu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julian Robert Abreu, who also goes by J R Abreu, J Robert Abreu, J R Abreu, was a registered financial professional .
Julian is a previously registered financial professional and started their career in finance in 1977. Julian had worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2020 - October 1, 2024
ALT FUND DISTRIBUTORS LLC
March 25, 2014 - February 20, 2020
ARCHER DISTRIBUTORS, LLC
July 24, 2013 - November 20, 2013
FORESIDE FUND SERVICES, LLC
December 21, 2011 - July 26, 2013
RAFFERTY CAPITAL MARKETS, LLC
November 18, 2009 - December 23, 2011
MSI FINANCIAL SERVICES, INC.
November 17, 2009 - December 23, 2011
MSI FINANCIAL SERVICES, INC.
April 2, 2007 - August 13, 2008
MORGAN STANLEY & CO. LLC
April 2, 2007 - August 13, 2008
MORGAN STANLEY & CO. LLC
November 15, 2002 - April 2, 2007
MORGAN STANLEY DW INC.
October 20, 1999 - April 2, 2007
MORGAN STANLEY DW INC.
March 30, 1998 - June 9, 1999
INVESCO CAPITAL MARKETS, INC.
August 30, 1996 - January 28, 1998
UBS FINANCIAL SERVICES INC.
July 19, 1983 - August 6, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 20, 1982 - August 11, 1983
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 25, 1980 - June 29, 1981
CIBC WORLD MARKETS CORP.
September 26, 1978 - December 21, 1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 5, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALT FUND DISTRIBUTORS LLC
CRD#: 146547 / SEC#: , 8-67829
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
