Robert T. Hotarek

MCP SECURITIES

Port Washington, NY

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CRD#: 846405

Professional summary

Robert T Hotarek is a registered financial professional currently at MCP SECURITIES, LLC located in Port Washington, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1977. Robert has worked at 6 firms and has passed the Series 63, SIE, Series 82, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert T Hotarek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 19, 2017 - Present

MCP SECURITIES, LLC

CRD#: 152669

Port Washington, NY

Past

June 11, 1996 - February 27, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 18, 1995 - May 28, 1996

SCHRODER & CO. INC.

CRD#: 6112

NEW YORK, NY

Past

April 1, 1986 - May 17, 1995

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

Past

January 7, 1980 - February 21, 1984

SCHRODER & CO. INC.

CRD#: 6112

Past

May 16, 1978 - February 4, 1980

MORGAN STANLEY & CO., INCORPORATED

CRD#: 5203

Past

October 26, 1977 - May 16, 1978

WHITE, WELD & CO. INCORPORATED

CRD#: 6802

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(8/31/2020)

Exams

State Security Law Exam

Series 63

Date: 8/30/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 82

Date: 7/18/2017

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 55

Date: 1/31/2006

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/15/1977

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MCP SECURITIES, LLC

COGNIENT SECURITIES, LLC | VALOREM ESTATE INVESTMENTS, LLC | MCP SECURITIES, LLC

CRD#: 152669 / SEC#: , 8-68473

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

76 Ivy Way, Port Washington, NY 11050

Mailing Address

76 Ivy Way, Port Washington, NY 11050

Phone number

(646) 380-4470

Established

Delaware since 12/11/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (41 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MCCARVILL CAPITAL PARTNERS, LLC	SOLE MEMBER
FIALA, ANGELA MARIA	FINOP, POO, PFO	5163386
MCCARVILL, JAMES JOHN	CEO, CHIEF COMPLIANCE OFFICER	2356333

Red Flags

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Robert T. Hotarek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert T Hotarek's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

SCHRODER & CO. INC.

LAZARD FRERES & CO. LLC

SCHRODER & CO. INC.

MORGAN STANLEY & CO., INCORPORATED

WHITE, WELD & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 8/30/2020

SIE

Date: 10/1/2018

Series 82

Date: 7/18/2017

Series 55

Date: 1/31/2006

Series 7

Date: 10/15/1977

FINRA

Current Firm

MCP SECURITIES, LLC

Contact information

FINRA licenses (41 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MCP SECURITIES, LLC

TRUST BUT VERIFY

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