Marilyn W. Wright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marilyn Watford Wright, who also goes by Marilyn Watford, was a registered financial professional .
Marilyn is a previously registered financial professional and started their career in finance in 1977. Marilyn had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2013 - September 28, 2015
MORGAN STANLEY
March 18, 2013 - September 28, 2015
MORGAN STANLEY
June 5, 2009 - December 31, 2011
NEXT FINANCIAL GROUP, INC.
June 5, 2009 - March 12, 2013
NEXT FINANCIAL GROUP, INC.
October 3, 2005 - June 9, 2009
MORGAN KEEGAN & COMPANY, LLC
May 23, 2005 - June 9, 2009
MORGAN KEEGAN & COMPANY, LLC
December 31, 2001 - November 26, 2002
SCOTT & STRINGFELLOW, LLC
May 5, 1999 - November 26, 2002
SCOTT & STRINGFELLOW, LLC
April 19, 1996 - May 5, 1999
SCOTT & STRINGFELLOW, INC.
February 15, 1988 - March 4, 1988
LEHMAN BROTHERS INC.
February 2, 1988 - April 26, 1996
PRUDENTIAL EQUITY GROUP, LLC
January 14, 1980 - February 15, 1988
E. F. HUTTON & COMPANY INC
November 16, 1978 - July 13, 1979
LOEB PARTNERS
February 2, 1978 - October 25, 1978
CANTOR FITZGERALD & CO.
December 5, 1977 - February 14, 1978
JOHNSON, LANE, SPACE, SMITH & CO., INC.
Primary Firm SEC Registration
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 115 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
