Herron P. Weems
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Herron Pearson Weems, who also goes by Herron Pearson Weeks, was a registered financial professional .
Herron is a previously registered financial professional and started their career in finance in 1977. Herron had worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 5, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2003 - December 22, 2025
BEACON STREET CAPITAL, LLC
November 28, 1997 - June 13, 2000
CITIGROUP GLOBAL MARKETS INC.
November 25, 1981 - February 4, 1983
ALEX. BROWN & SONS INCORPORATED
December 5, 1977 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 11/9/1983
Interest Rate Options ExaminationSeries 8
Date: 4/28/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BEACON STREET CAPITAL, LLC
CRD#: 120646 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 77,785,582 |
Red Flags
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