Jack J. Vultaggio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Joseph Vultaggio, who also goes by Vultaggio Gioacchino, Gioacchiho Vultaggio, Gioacchino Vultaggio, was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1977. Jack had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 1994 - June 2, 1999
TRAFALGAR FINANCIAL SERVICES, INC.
October 4, 1993 - March 31, 1994
G.R. STUART & COMPANY, INC.
April 27, 1990 - October 8, 1993
FANEUIL HALL SECURITIES, INC.
January 16, 1986 - May 29, 1990
ALEX. BROWN & SONS INCORPORATED
November 15, 1983 - September 12, 1985
H.C.WAINWRIGHT & CO., LLC
November 7, 1983 - July 23, 1986
PRUCO SECURITIES, LLC.
March 17, 1981 - November 27, 1981
F. L. PUTNAM & COMPANY, INC.
December 5, 1977 - December 21, 1980
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRAFALGAR FINANCIAL SERVICES, INC.
CRD#: 36099 / SEC#: , 8-47170
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
