Gary A. Virnick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Alan Virnick was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1977. Gary had worked at 12 firms and has passed the Series 63, Series 7, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2004 - December 31, 2010
CENTAURUS FINANCIAL, INC.
December 3, 2003 - July 9, 2004
ALLEGISONE SECURITIES, INC.
November 18, 2002 - July 15, 2003
BG WORLDWIDE SECURITIES, INC.
January 14, 2002 - July 1, 2002
WALNUT STREET SECURITIES, INC.
June 11, 1998 - November 12, 2001
METLIFE INVESTORS DISTRIBUTION COMPANY
February 19, 1998 - May 28, 1998
SECU BROKERAGE SERVICES
February 2, 1995 - January 26, 1998
JMC INVESTMENT SERVICES, INC.
March 29, 1994 - January 26, 1998
DETWILER FENTON WEALTH MANAGEMENT INC
September 16, 1988 - March 2, 1994
GRIFFIN FINANCIAL SERVICES
March 31, 1988 - May 26, 1988
CETERA WEALTH SERVICES, LLC
October 22, 1984 - March 29, 1988
SOUTHEASTERN CAPITAL GROUP, INC.
December 7, 1977 - July 19, 1984
INDEPENDENCE SECURITIES, INC.
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 11/28/1977
Financial Principal ExaminationSeries 40
Date: 11/28/1977
Registered Principal ExaminationCurrent Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
