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LN

Louis J. Noschese

RAREVIEW CAPITAL LLC
Sanford, NC
Some features on this profile are disabled
CRD#: 846372
LN

Professional summary

Louis James Noschese, who also goes by Lou Noschese, is a registered financial advisor currently at RAREVIEW CAPITAL LLC located in Sanford, North Carolina.

Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Louis has worked at 14 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 7, Series 53, Series 8 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Lou Noschese

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis James Noschese's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 14, 2016 - Present

RAREVIEW CAPITAL LLC

RIA
CRD#: 284474
Sanford, NC
Past

February 3, 2017 - December 31, 2020

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

October 24, 2013 - March 7, 2014

MAREX CAPITAL MARKETS INC.

BD
CRD#: 161014
NEW YORK, NY
Past

December 1, 2011 - December 7, 2012

NAVIGATE ADVISORS

BD
CRD#: 128143
STAMFORD, CT
Past

September 13, 2010 - December 5, 2011

MF GLOBAL INC.

BD
CRD#: 6731
NEW YORK, NY
Past

April 1, 2008 - August 31, 2010

NAVIGATE ADVISORS

BD
CRD#: 128143
STAMFORD, CT
Past

December 18, 2006 - April 4, 2008

NATWEST MARKETS SECURITIES INC.

BD
CRD#: 11707
GREENWICH, CT
Past

January 5, 1995 - October 30, 2006

UBS SECURITIES LLC

BD
CRD#: 7654
STAMFORD, CT
Past

April 5, 1993 - December 5, 1994

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

November 7, 1990 - February 18, 1993

CRT GOVERNMENT SECURITIES, LTD.

BD
CRD#: 19774
Past

September 6, 1989 - September 5, 1990

SBC WARBURG DILLON READ INC.

BD
CRD#: 1650
STAMFORD, CT
Past

June 5, 1985 - July 13, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323
Past

March 9, 1979 - March 15, 1985

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

January 18, 1978 - January 4, 1979

LOEB PARTNERS

BD
CRD#: 7534
Past

December 5, 1977 - January 18, 1978

LOEB RHOADES & CO. INC.

BD
CRD#: 7502

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RAREVIEW CAPITAL LLC
RAREVIEW CAPITAL LLC

CRD#: 284474 / SEC#: 801-108100

RIA
Registered Investment Advisory firm - (7/11/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(11/14/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 1/17/2017
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/14/2016
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 1/22/1991
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/19/1977
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 3/25/2010
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 1/28/1999
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam
RR
Series 24
Date: 6/1/1995
General Securities Principal Examination

Current Firm

RC
RAREVIEW CAPITAL LLC
RAREVIEW CAPITAL LLC

CRD#: 284474 / SEC#: 801-108100

RIA
Registered Investment Advisory firm - (7/11/2016 Approved)
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Contact information

Main Address
10785 W. Twain Avenue Suite 210, Las Vegas, NV 89135
Mailing Address
Phone number
(212) 475-8664
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RAREVIEW CAPITAL LLC - FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts35
AUM (Assets Under Management)$ 423,701,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RAREVIEW CAPITAL LLC

CRD#: 284474Sanford, NC

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