Rex Arnce Jackson
AIF®Professional Summary
Rex Arnce Jackson, AIF® was a registered financial advisor. Rex was a previously registered financial advisor and started their career in finance 1977 - 2013. Rex had worked at 8 firms and has passed the Series 63, Series 7 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
49 years in the financial services industry
Current & Past Employments
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Current Firm
NDX FINANCIAL SERVICES A DIVISION OF NDX TRADING, INC. | NDX TRADING, INC. | NDX FINANCIAL SERVICES, A DIVISION OF NDX TRADING, INC.
Contact Information
Established
Texas since 10/16/1995Firm Type
CorporationFiscal Year End
SeptemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NDX HOLDINGS, INC. | SHAREHOLDER | — |
| THOMPSON, CHAD MICHAEL | PRESIDENT/CEO/FINOP/CCO/MUNICIPAL SECURITIES PRINCIPAL | 4116364 |
Disclosures
Regulatory Event
5Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Dec 1985Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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