Rex A. Jackson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rex Arnce Jackson, AIF® was a registered financial advisor .
Rex is a previously registered financial advisor and started their career in finance in 1977. Rex had worked at 8 firms and has passed the Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2012 - July 22, 2013
NDX TRADING, INC.
March 16, 2004 - January 19, 2012
OSAIC WEALTH, INC.
April 10, 2003 - February 28, 2012
NWF ADVISORY SERVICES INC
March 6, 2003 - January 19, 2012
OSAIC WEALTH, INC.
March 6, 2002 - February 27, 2003
ARROWHEAD INVESTMENT CENTER, LLC
November 30, 1998 - February 8, 2002
CETERA ADVISORS LLC
October 26, 1992 - November 4, 1998
LPL FINANCIAL LLC
September 26, 1978 - October 27, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 5, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/5/1985
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NDX TRADING, INC.
CRD#: 39940 / SEC#: , 8-48905
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NDX HOLDINGS, INC. | SHAREHOLDER | |
| THOMPSON, CHAD MICHAEL | PRESIDENT/CEO/FINOP/CCO/MUNICIPAL SECURITIES PRINCIPAL | 4116364 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
