Robert L. Hicks
Professional summary
Robert Lansing Hicks, who also goes by Lance Hicks, is a registered financial advisor currently at OSAGE PACIFIC ADVISORS, INC. located in Laguna Hills, California.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Robert has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Lansing Hicks's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2024 - Present
OSAGE PACIFIC ADVISORS, INC.
Office #1: 23272 Mill Creek Dr. Suite 200, Laguna Hills, CA 92653May 17, 2018 - December 31, 2023
OSAGE PACIFIC ADVISORS, INC.
August 2, 2002 - June 21, 2016
F500 ADVISORY SERVICES, INC.
February 7, 2001 - January 7, 2016
INNOVATIVE CAPITAL MANAGEMENT
December 14, 1982 - December 28, 2015
FINANCE 500, INC.
March 24, 1981 - July 19, 1982
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
October 4, 1979 - March 20, 1981
E. F. HUTTON & COMPANY INC
September 26, 1978 - October 14, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 5, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/4/2024)
Exams
Current Firm
OSAGE PACIFIC ADVISORS, INC.
CRD#: 284257 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 2,557,902 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
