William G. Hammer Sr.
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William George Hammer Sr., who also goes by William George Hammer, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1977. William had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2015 - June 19, 2017
SCF INVESTMENT ADVISORS, INC.
December 3, 2015 - June 19, 2017
SCF SECURITIES, INC.
August 8, 2003 - December 3, 2015
VANDERBILT SECURITIES, LLC
June 4, 2001 - September 3, 2003
JANNEY MONTGOMERY SCOTT LLC
April 2, 1997 - June 5, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 4, 1981 - April 4, 1997
CITIGROUP GLOBAL MARKETS INC.
September 26, 1978 - May 30, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 5, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF INVESTMENT ADVISORS, INC.
CRD#: 123608 / SEC#: 801-71206
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,190 |
| AUM (Assets Under Management) | $ 1,349,597,453 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
