Thomas H. Henson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Harry Henson, who also goes by Thomas H Henson, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1977. Thomas had worked at 4 firms and has passed the Series 63, Series 7 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 1989 - November 2, 2000
CANAAN SECURITIES, INC.
August 17, 1983 - September 12, 1989
ORIENT CAPITAL CORPORATION
September 26, 1978 - November 10, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 5, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CANAAN SECURITIES, INC.
CRD#: 24973 / SEC#: , 8-41502
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HENSON, THOMAS HARRY | DIRECTOR, PRESIDENT, TREASURER & SECRETARY | 846344 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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