Charles Richard Roberts
CFP®Professional Summary
Charles Richard Roberts, CFP®, who also goes by Chuck Roberts, is a registered financial advisor currently at FINANCIAL FREEDOM PLANNERS located in Glen Allen, Virginia. Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Charles has worked at 16 firms and has passed the Series 66, Series 63, Series 15, Series 5, Series 7, Series 53, Series 4, Series 24 and Series 12 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chuck Roberts
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
49 years in the financial services industry
Current & Past Employments
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Current Firm
FINANCIAL FREEDOM PLANNERS | FINANCIAL FREEDOM PLANNERS, LLC
Contact Information
Main Address
4801 Cox Road, Suite 201, Glen Allen, VA 23060Phone Number
(804) 277-9734# of Employees
2Documents
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/12/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed May 1984Series 5 — Interest Rate Options Examination
Passed Jun 1982Series 12 — NYSE Branch Manager Examination
Passed Mar 1981Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Charles Richard Roberts's CRS (Customer Relationship Summary).
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