JR
James M. Read
JEFFERIES INVESTMENT ADVISERS LLC
Duluth, GA
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CRD#: 846274
JR
Professional summary
James Money Read, who also goes by Read Money James Money, James Money Read Mr., is a registered financial advisor currently at JEFFERIES INVESTMENT ADVISERS LLC located in Duluth, Georgia and JEFFERIES LLC located in New York, New York.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. James has worked at 7 firms and has passed the Series 63, SIE, Series 5, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Read Money James Money | James Money Read Mr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James Money Read's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 25, 2023 - Present
JEFFERIES INVESTMENT ADVISERS LLC
RIA
CRD#: 325421
Duluth, GA
Current
November 11, 2009 - Present
JEFFERIES LLC
Office #1: 520 Madison Avenue, New York, NY 10022BD
CRD#: 2347
NEW YORK, NY
Past
November 11, 2009 - August 14, 2023
LEUCADIA ASSET MANAGEMENT LLC
RIA
CRD#: 121767
ATLANTA, GA
Past
October 5, 2005 - December 2, 2009
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
ATLANTA, GA
Past
October 5, 2005 - December 2, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
ATLANTA, GA
Past
January 17, 2003 - October 13, 2005
CREDIT SUISSE SECURITIES (USA) LLC
RIA
CRD#: 816
ATLANTA, GA
Past
February 2, 2001 - October 13, 2005
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
March 18, 1999 - January 17, 2003
PERSHING LLC
RIA
CRD#: 7560
MIAMI, FL
Past
March 3, 1999 - January 17, 2003
PERSHING LLC
BD
CRD#: 7560
JERSEY CITY, NJ
Past
December 5, 1977 - December 17, 1996
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JI
JEFFERIES INVESTMENT ADVISERS LLC
JEFFERIES INVESTMENT ADVISERS LLC
CRD#: 325421 / SEC#: 801-127656
RIA
Registered Investment Advisory firm - (4/20/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/13/2009)
IAR
Alabama(6/13/2023)
RR
Alaska(11/12/2009)
RR
Arizona(11/24/2009)
RR
Arkansas(12/2/2009)
RR
California(11/12/2009)
RR
Colorado(11/12/2009)
RR
Connecticut(11/13/2009)
RR
Delaware(11/25/2009)
RR
District of Columbia(11/24/2009)
RR
Florida(11/30/2009)
IAR
Florida(7/7/2023)
RR
Georgia(11/12/2009)
IAR
Georgia(5/26/2023)
RR
Hawaii(12/3/2009)
RR
Idaho(11/12/2009)
RR
Illinois(11/12/2009)
RR
Indiana(12/2/2009)
RR
Iowa(12/2/2009)
RR
Kansas(11/12/2009)
RR
Kentucky(11/11/2009)
RR
Louisiana(11/19/2009)
RR
Maine(11/12/2009)
RR
Maryland(11/12/2009)
RR
Massachusetts(11/16/2009)
RR
Michigan(11/24/2009)
RR
Minnesota(11/16/2009)
RR
Mississippi(11/17/2009)
RR
Missouri(11/12/2009)
RR
Montana(11/24/2009)
RR
Nebraska(8/1/2024)
RR
Nevada(12/2/2009)
RR
New Hampshire(11/12/2009)
RR
New Jersey(11/24/2009)
RR
New Mexico(12/1/2009)
RR
New York(11/25/2009)
IAR
New York(5/26/2023)
RR
North Carolina(11/12/2009)
RR
North Dakota(11/16/2009)
RR
Ohio(11/12/2009)
RR
Oklahoma(11/23/2009)
RR
Oregon(11/12/2009)
RR
Pennsylvania(11/12/2009)
RR
Puerto Rico(11/12/2009)
RR
Rhode Island(11/12/2009)
RR
South Carolina(12/3/2009)
RR
South Dakota(11/12/2009)
RR
Tennessee(11/30/2009)
RR
Texas(12/2/2009)
IAR
Texas(5/25/2023)
RR
Utah(11/12/2009)
RR
Vermont(11/12/2009)
RR
Virgin Islands(7/31/2024)
RR
Virginia(11/13/2009)
RR
Washington(11/12/2009)
RR
West Virginia(11/24/2009)
RR
Wisconsin(11/12/2009)
RR
Wyoming(11/12/2009)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 10/25/1982
Interest Rate Options ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JI
JEFFERIES INVESTMENT ADVISERS LLC
JEFFERIES INVESTMENT ADVISERS LLC
CRD#: 325421 / SEC#: 801-127656
RIA
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Contact information
Main Address
520 Madison Avenue, New York, NY 10022
Mailing Address
Phone number
(212) 284-2300
Established
Firm type
Fiscal year end
# of Employees
135
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,081 |
| AUM (Assets Under Management) | $ 3,402,872,417 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
