William H. Quinn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Halston Quinn JR was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1977. William had worked at 10 firms and has passed the Series 63, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 1998 - December 31, 2013
IBS SECURITIES, LLC
November 16, 1995 - December 31, 2009
GROVE PORTFOLIO MANAGEMENT, LLC
October 5, 1995 - May 21, 1998
SII INVESTMENTS, INC.
October 18, 1994 - October 16, 1995
WELLINGTON INVESTMENT SERVICES CORP.
September 23, 1991 - March 1, 1994
REPUBLIC SECURITIES, INC.
July 25, 1987 - April 24, 1990
WESTPAC POLLOCK GOVERNMENT SECURITIES INC.
August 12, 1985 - October 31, 1988
WESTPAC POLLOCK & CO. INC.
January 31, 1980 - March 7, 1986
UBS FINANCIAL SERVICES INC.
May 21, 1979 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
December 5, 1977 - May 18, 1979
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/22/1981
Interest Rate Options ExaminationCurrent Firm
IBS SECURITIES, LLC
CRD#: 37921 / SEC#: , 8-47991
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AYRES, JOHN EDWARD | INVESTOR | 1954156 |
| CATUARA, ANGELO JOSEPH | INVESTOR | 1332951 |
| STONE, LINDA | INVESTOR | |
| ALLIANCE FINANCIAL LLC | INVESTOR | |
| CONNERS, RICHARD JR. | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPAL, SROP,CROP | 1744589 |
| INTEGRATED BROKERAGE SERVICE LLC | INVESTOR | |
| WENMOUTH, DENNIS | FINANCIAL & OPERATIONS PRINCIPAL | 1265319 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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