Barbara J. Schrubey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Jean Schrubey, who also goes by Barbara Jean Jacomet, Barbara Jean Kazmierski, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1977. Barbara had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2005 - June 15, 2026
REGAL SECURITIES, INC.
October 1, 2002 - May 17, 2005
NATIONAL SECURITIES CORPORATION
January 15, 1990 - October 1, 2002
LISS FINANCIAL SERVICES
October 17, 1988 - January 30, 1990
DAIN RAUSCHER INCORPORATED
April 18, 1983 - October 17, 1988
THE MILWAUKEE COMPANY
June 1, 1979 - May 10, 1983
DAIN RAUSCHER INCORPORATED
July 13, 1978 - January 16, 1980
BECKER PARIBAS INCORPORATED
December 5, 1977 - July 13, 1978
BECKER SECURITIES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REGAL SECURITIES, INC.
CRD#: 7297 / SEC#: , 8-21765
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOKIOS, GEORGE | CHAIRMAN OF THE BOARD/SOLE DIRECTOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | 718774 |
| VILLAFLOR, ROBERT FUSTER | SHAREHOLDER | 2374555 |
| AKSOMITAITE, SKAISTE | VICE PRESIDENT AND FINOP | 4852873 |
| BOKIOS, EUGENIA THEADORA MS | SENIOR VICE PRESIDENT & GENERAL COUNSEL | 2392199 |
| BOKIOS, VICTORIA THEADORA | TREASURER/SECRETARY | 2421318 |
| ENGELBRECHT, JEREMY AARON | CHIEF COMPLIANCE OFFICER (INTERIM) | 3277607 |
| HERRIN, SHAWN EVERETT | PRESIDENT | 2311476 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 4 |
Red Flags
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