Costantino S. Prestigiacomo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Costantino Stephen Prestigiacomo, who also goes by Chip Prestigiacomo, Costantino S Prestigiacomo, was a registered financial professional .
Costantino is a previously registered financial professional and started their career in finance in 1977. Costantino had worked at 6 firms and has passed the Series 63, Series 7, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2005 - January 6, 2012
CIMAS, LLC
February 22, 2001 - December 13, 2004
WELLS FARGO CLEARING SERVICES, LLC
January 15, 1981 - September 22, 2000
GLEACHER & COMPANY SECURITIES, INC.
August 4, 1980 - September 17, 1980
WASHINGTON NATIONAL EQUITY COMPANY
September 26, 1978 - February 9, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 5, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/12/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CIMAS, LLC
CRD#: 132263 / SEC#: , 8-66579
Contact information
FINRA licenses (4 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
