Joseph H. Towson

MTM INVESTMENT MANAGEMENT

Spartanburg, SC 29302

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CRD#: 845932

Professional summary

Joseph Holmes Towson is a registered financial advisor currently at MTM INVESTMENT MANAGEMENT, LLC located in Spartanburg, South Carolina.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Joseph has worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) AGRICULTURE/FARMING; DUNCAN, SC; PROPRIETOR/OWNER; NOT INVESTMENT RELATED; 03/2010-PRESENT; 10 HOURS PER MONTH, 0 HOURS DURING TRADING; BEEKEEPING AND HONEY SALES. 2) NO BUSINESS NAME - AUTHOR. Address: Duncan, SC Nature of the Business: Author Position/Title: Author Investment Related:No Start Date: 12/28/2017 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: I've written an illustrated children's book, featuring two of our five-year-old grandchildren as the heroes of an adventure set in the Florida Keys, featuring pirates. 3) Digital Fast, LLC. Address: Duncan, SC. Nature of the Business: Other (unpaid) Position/Title: Proprietor/Owner Investment Related:No Start Date: 07/02/2018 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 0 Description of duties: Everything pertaining to an internet store.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Holmes Towson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2020 - Present

MTM INVESTMENT MANAGEMENT, LLC

Office #1: 812 East Main Street, Spartanburg, SC 29302

RIA

CRD#: 297500

Spartanburg, SC

Past

January 2, 2009 - July 10, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SPARTANBURG, SC

Past

May 19, 1999 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

SPARTANBURG, SC

Past

January 4, 1999 - July 10, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

SPARTANBURG, SC

Past

August 14, 1987 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

May 2, 1978 - August 28, 1987

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

December 5, 1977 - May 21, 1978

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MTM INVESTMENT MANAGEMENT, LLC

CRD#: 297500 / SEC#: 801-113650

RIA

Registered Investment Advisory firm - (7/20/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(7/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/2/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/27/1984

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/19/1977

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/30/2017

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 5/15/1998

Registered Options Principal Examination

Current Firm

MTM INVESTMENT MANAGEMENT, LLC

CRD#: 297500 / SEC#: 801-113650

RIA

Registered Investment Advisory firm - (7/20/2018 Approved)

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Contact information

Main Address

812 East Main Street, Spartanburg, SC 29302

Mailing Address

Phone number

(864) 582-7000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MTM INVESTMENT MANAGEMENT BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,029
AUM (Assets Under Management)	$ 621,291,292

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph H. Towson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Holmes Towson's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

CITIGROUP GLOBAL MARKETS INC.

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

Primary Firm SEC Registration

MTM INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/2/1980

SIE

Date: 10/1/2018

Series 3

Date: 1/27/1984

Series 7

Date: 11/19/1977

Series 24

Date: 1/30/2017

Series 4

Date: 5/15/1998

Current Firm

MTM INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MTM INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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