Douglas A. Siebert

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CRD#: 845842

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Douglas Allan Siebert, who also goes by Doug Siebert, was a registered financial professional .

Douglas is a previously registered financial professional and started their career in finance in 1977. Douglas had worked at 13 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 24, Series 53 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Doug Siebert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SIEBERT INVESTMENT SERVICES, LLC, 12801 FLUSHING MEADOWS DR, STE 110, SAINT LOUIS, MOINDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 07/01/03, INV REL, PRESIDENT 15 HR/MO- 0/TRADING HR 2) MY BIG BARGAINS, 7935 S ROCK HILL RD, SAINT LOUIS, MO, SELLING PRODUCTS ON EBAY/AMAZON, LINKED IN- 01/01/19, NIR PRESIDENT, 15 HR/MO- 0/TRADING HR. 3) SIEBERT COLLEGE FUNDING, COLLEGE FUNDING ADVISOR, 12801 FLUSING MEADOWS DR. STE 110, ST. LOUIS, MISSOURI. NIR, 25 HR/MONTH, 0 TRADING HOURS/MONTH

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 28, 2021 - August 3, 2022

AQUILANT ADVISORS

RIA

CRD#: 282953

TOWN AND COUNTRY, MO

Past

April 26, 2021 - June 17, 2022

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Town and Country, MO

Past

January 5, 2009 - April 29, 2021

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

TOWN & COUNTRY, MO

Past

January 5, 2009 - April 29, 2021

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

ST. LOUIS, MO

Past

December 20, 2007 - February 3, 2009

OSAIC WEALTH, INC.

RIA

CRD#: 23131

TOWN & COUNTRY, MO

Past

July 10, 2007 - February 5, 2009

UNITED SECURITIES ALLIANCE, INC.

RIA

CRD#: 36487

ENGLEWOOD, CO

Past

March 1, 2007 - May 3, 2007

OSAIC WEALTH, INC.

RIA

CRD#: 23131

TOWN & COUNTRY, MO

Past

March 1, 2007 - February 3, 2009

OSAIC WEALTH, INC.

CRD#: 23131

TOWN & COUNTRY, MO

Past

March 26, 2004 - March 1, 2007

UNITED SECURITIES ALLIANCE, INC.

CRD#: 36487

ST. LOUIS, MO

Past

March 12, 2004 - March 1, 2007

UNITED SECURITIES ALLIANCE, INC.

RIA

CRD#: 36487

ST. LOUIS, MO

Past

December 8, 2003 - December 31, 2004

SIEBERT INVESTMENT ADVISORY SERVICE, LLC

RIA

CRD#: 126939

TOWN AND COUNTRY, MO

Past

May 22, 2003 - August 1, 2003

DELTA INVESTMENT ADVISORY, INC.

RIA

CRD#: 114435

CHESTERFIELD, MO

Past

July 31, 1999 - July 1, 2003

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

July 12, 1991 - January 15, 2004

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOCA RATON, FL

Past

December 3, 1990 - August 2, 1991

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

September 5, 1986 - August 24, 1990

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

December 5, 1977 - September 18, 1986

FSC SECURITIES CORPORATION

CRD#: 7461

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AQUILANT ADVISORS

AQUILA ADVISORS | LOBSCOUSER II, LLC | AQUILANT ADVISORS | AQUILANT

CRD#: 282953 / SEC#: 801-114993

RIA

Registered Investment Advisory firm - (4/12/2019 Approved)

Illinois

Registered Investment Advisory firm - (4/12/2019 Terminated)

Missouri

Registered Investment Advisory firm - (4/17/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/17/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/18/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/1977

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 1/2/2023

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 40

Date: 11/11/1978

Registered Principal Examination

Current Firm

AQUILANT ADVISORS

AQUILA ADVISORS | LOBSCOUSER II, LLC | AQUILANT ADVISORS | AQUILANT

CRD#: 282953 / SEC#: 801-114993

RIA

Registered Investment Advisory firm - (4/12/2019 Approved)

Illinois

Registered Investment Advisory firm - (4/12/2019 Terminated)

Missouri

Registered Investment Advisory firm - (4/17/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/17/2019 Terminated)

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Contact information

Main Address

12444 Powerscourt Dr. Suite 370, St. Louis, MO 63131

Mailing Address

Phone number

(314) 309-2078

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	694
AUM (Assets Under Management)	$ 215,598,245

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Douglas A. Siebert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

OSAIC WEALTH, INC.

UNITED SECURITIES ALLIANCE, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

UNITED SECURITIES ALLIANCE, INC.

UNITED SECURITIES ALLIANCE, INC.

SIEBERT INVESTMENT ADVISORY SERVICE, LLC

DELTA INVESTMENT ADVISORY, INC.

WS GRIFFITH SECURITIES, INC.

NATIONAL SECURITIES CORPORATION

VP DISTRIBUTORS LLC

FFP SECURITIES, INC.

FSC SECURITIES CORPORATION

Primary Firm SEC Registration

AQUILANT ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 10/18/1983

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/19/1977

Series 24

Date: 1/2/2023

Series 53

Date: 1/2/2023

Series 40

Date: 11/11/1978

Current Firm

AQUILANT ADVISORS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AQUILANT ADVISORS

TRUST BUT VERIFY

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